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Services |
Charges |
Remarks |
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1. General Transaction Charges |
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Initial Deposit |
$5,000 |
Waived for limited time! |
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Joining Fees |
$250 |
Waived for limited time! |
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Basic Commission |
| Monthly turnover (Million) |
Commission rate |
Mininum |
| > HK$30 |
0.088% |
HK$88 |
| >= HK$13.8 to HK$30 |
0.108% |
HK$88 |
| < HK$13.8 |
0.138% |
HK$88 |
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| (Phone orders are subject to a $20 surcharge per executed trade, surcharge waived for the first 3 executed trades per month) |
| Click here for "Terms & Conditions" |
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2. Third-Party Transaction Charges |
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Stamp Duty |
0.1% on gross amount
(rounded up to the nearest dollar) |
Charge levied by HKSAR Government |
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Transaction Levy |
0.004% on gross amount |
Charge levied by SFC |
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HKEx Trading Fee |
0.005% on gross amount |
Charge levied by HKEx |
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CCASS Settlement Fee |
0.002% on gross amount
(Minimum: HK$2 / Maximum:HK$200) |
Charge levied by CCASS |
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3. Service Charges and Interest Rate |
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Daily Contract Note |
- By Post format: HK$2.5 per transaction
- By electronic format : Free |
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Daily Statement |
- By Post format: HK$2.5 per statement
- By electronic format : Free |
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Monthly Statement |
- By Post format: Free
- By electronic format : Free |
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Extra Daily Contract Note/
Daily Statement/
Monthly Statement
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- By Post format: HK$ 15 per duplicate physical page
- By electronic format: HK$ 15 per duplicate copy |
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Financing Interest Rate
- Margin Client |
Normal Margin: Prime + 3%
All-Stock Margin: Prime + 4.5% |
Click here
for details |
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Charges on Late Settlement of Share Transactions |
Client bought transaction:
Late payment is subject to 1% penalty charge on the net outstanding due amount +
Interest charged at Prime + 3% for the first 4 days of overdue period and 18% from the T+5 onward
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Handling Fee on
Forced Liquidation |
HK$500 per case + 1% on liquidated amount |
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4. Market Data Related Charges |
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- Provided by QuotePower International Limited |
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Snapshot Real-time Quotes |
| ‧ | 500 free basic quotes/ month |
| ‧ | every executed trade will earn 100 bonus quotes |
| ‧ | extra 5000 free quotes if you have 20 trades or more in a month |
| ‧ | Additional quotes can be purchased at HK$10/100) |
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Unused bonus quotes will expire and cannot be carried forward to other months.
Terms and conditions
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Streaming Real-time Quotes
(SHK Version) |
HK$288 per month |
Click here for details |
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Streaming Real-time Quotes
(QuotePower-Web Version) |
HK$338 per month |
Click here for details |
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SMS
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HK$1 per price alert; Free for trade confirmation
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5. CCASS Depository Service Charges |
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Physical Stock
Deposit |
Nil |
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Physical Stock
Withdrawal |
HK$5 per board lot
(Minimum: HK$100) |
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Stock Deposit Fee
(via CCASS) |
Nil
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Stock Withdrawal Fee (via CCASS ) |
0.05% on gross amount (Minimum:HK$50 / Maximum:HK$500 per stock withdrawal) |
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Transfer Deed |
HK$5 for each transfer deed |
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6. Registration Fee |
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Registration Fee
- Physical Stock
- Custodian Stock
(Non-physical stock) |
- HK$2.5 per certificate + HK$100 handling fee
- HK$2 per board lot |
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7. Nominee Service Charges |
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Safe Custody Fee |
Nil |
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Collection Fee
- Cash/ Scrip Dividend |
0.5% of cash collected
(Minimum: HK$30) |
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Collection Fee
- Bonus share |
HK$1.00 per board lot
(Minimum: HK$30) |
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Collection Fee
- Bonus Warrant/Rights |
Nil |
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Rights/ Warrant/
Covered Warrant Subscriptions/ Warrant Conversion |
HK$1 per board lot
(Minimum: HK$30) |
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Handling Fee
- Callable Bull/Bear contract |
HK$1 per board lot (minimum: HK$30)
plus CCASS Corporation Action Fee $0.8 per board lot |
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Dividend Claim/
Bonus Shares |
1% on gross claim amount
(Minimum: HK$500) |
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Cash/ Open Offer Charges |
0.138% on gross offer amount
(Minimum: HK$88)
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Special/ Conditional Offer Charges |
0.138% on gross offer amount
(Minimum: HK$88)
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8. IPO Application Service Charges |
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Non-financing & through SHK nominee |
Max HK$138 handling charge |
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Margin Financing & through SHK nominee |
HK$100 handling charge + margin interest |
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Cancellation or Amendment of IPO |
HK$100 handling charge |
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Administration Fee of Rejected Application due to Insufficient Fund |
HK$500 |
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9. Other Service Charges |
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Fund Transfer by CHATS (same value day)
- Written / Online request
- IVRS request |
HK$150
HK$20 |
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Telegraph Transfer
(T/T) |
HK$150 + actual bank charge |
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Returned Cheque Charge |
HK$300 per case |
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Stop Payment Charge |
HK$300 per case |
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Cheque Marked Good |
HK$250 per case |
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Dormant Account
(No trading for over
2 years) |
HK$120 per half year
(Charges will be debited on 1st June and 1st December of each year) |
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Account Confirmation Letter |
HK$200 per copy |
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Note: Charges & fees are subject to change without prior notice.
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Last Updated on 29 May 2009
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HK Shares
