Sun Hung Kai Financial


			29/07/2010 21:43 HKT

IPO

Trade with US

1.Who is eligible to IPO subscription?
2. How can I subscribe for IPO?
3. Where can I obtain IPO information and application forms?
4. Who is eligible to margin financing?
5. How do I deposit funds to my account?
6. How do I withdraw funds from my account?
7. How do I transfer funds within the SHK Group?
8. Will I receive any confirmation for IPO application?
9. How do I find out my allotment if my IPO application went through?
10. How will I be refunded should my IPO application be unsuccessful or partially unsuccessful?
11. How do I withdraw the allotted shares from my account?
12. When can I withdraw/sell the allotted shares from my account?

Who is eligible to IPO subscription?

All customers who have a trading account with SHK Online are eligible to subscribe for an IPO online.

How can I subscribe for IPO?

	Open a trading account with SHK Online.
	Read through the relevant terms and conditions
	Complete an IPO application form
	Deposit sufficient funds to your account before the cut-off time

Where can I obtain IPO information and application forms?

You can obtain IPO information and application forms from our head office, designated banks or via our website.

Who is eligible to margin financing?

To be eligible for margin financing, you must have a trading account with SHK Online. Further information could be obtained from the Margin Financing Information Page when you subscribe for new IPO online.

Please note that we do NOT guarantee to provide margin financing for all IPOs as terms and conditions vary for each IPO.

How do I deposit funds to my account?

You are required to deposit sufficient funds to your account one day before the closing date.

Two ways to deposit funds

	Deposit funds to the trust account that we opened for you in Standard Chartered Bank; or
	Deposit funds to our other designated bank accounts.

Please click HERE for details.

How do I withdraw funds from my account?

All successful applications and allotments will be settled through your trading account. To withdraw funds, simply go to the Trading Page to fill-in and submit the online Funds Withdrawal Form.

Please click HERE for details.

How do I transfer funds within the SHK Group?

You can go to the Trading Page to fill-in and submit the online Funds Transfer Form. Please click HERE for details.

Will I receive any confirmation for IPO application?

Yes. Confirmation will be sent to your designated email address on the allotment date.

How do I find out my allotment if my IPO application went through?

The allotment will be reflected in your trading account when we receive it through the CCASS. You can also obtain such information by viewing your trading account on or after the allotment date.

10.

How will I be refunded should my IPO application be unsuccessful or partially unsuccessful?

We shall credit the money to your trading account upon receipt of the money refunded.

11.

How do I withdraw the allotted shares from my account?

You can go to the Trading Page to fill-in and submit the online Stock Withdrawal Form. Please click HERE for details.

12.

When can I withdraw/sell the allotted shares from my account?

You can withdrawal/sell the allotted shares through your trading account commencing from the listing date as long as you have shares in your account.